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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-01-24
  • NY RA
    APPROVED
    Since 2024-01-24

Branch Locations

3870 N. Buffalo Rd, Orchard Park, NY 14127 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 03/2009 01/2024
Spc Ann Arbor MI 03/2009 01/2024
Osaic Wealth, Inc. Hamburg NY 01/2024 Present
  • 03/2009 → 01/2024
    Sigma Financial Corporation
    Ann Arbor, MI
  • 03/2009 → 01/2024
    Ann Arbor, MI
  • 01/2024 → Present
    Hamburg, NY
Previous Registrations
  • 2009-04-14 → 2024-01-22
    Hamburg, NY
    Ann Arbor, MI
Other Businesses

1.KENT A HILTON. POSITION: Owner NATURE: Sale of fixed insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 03/19/1997 ADDRESS: 3870 N Buffalo Rd, Orchard Park NY 14127 DESCRIPTION: Sale of Fixed Insurance Products as part of the financial plan. 2.REEWESING, LLC POSITION: VOLUNTEER NATURE: MANUFACTURER OF GIFTWARE/CLOTHING INVESTMENT RELATED: NO NUMBER OF HOURS: 2 NUMBER OF TRADING HOURS: 2 START DATE 01/07/2023 ADDRESS: 3620 BRECKENRIDGE RD, HAMBURG NEW YORK 14075 DESCRIPTION: HELP OWNER SET UP FOR TRADE SHOWS 3.ROTARY CLUB OF HAMBURG POSITION: MEMBER NATURE: NON-PROFIT ORGANIZATION INVESTMENT RELATED: NO NUMBER OF HOURS: 1. NUMBER OF TRADING HOURS: 2 START DATE 05/17/2008 ADDRESS: PO BOX 340 HAMBURG NEW YORK 14075 DESCRIPTION: VOLUNTEER FOR CLUB ACTIVITIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-01
S63 Uniform Securities Agent State Law Examination 1987-03-03
  • S65 Uniform Investment Adviser Law Examination
    2007-05-01
  • S63 Uniform Securities Agent State Law Examination
    1987-03-03
Other Names
  • Kent Hilton

View on SEC IAPD

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