Albert Joseph Guida

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 11/2018
  Signator Investors, Inc.
  Henderson, NV
• 11/2018 → Present
  Osaic Wealth, Inc.
  Henderson, NV

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Henderson, NV
  Plainfield, IL
• 2009-09-04 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Henderson, NV
  Plainfield, IL
• 1997-11-25 → 2009-09-04
  Transamerica Financial Advisors, Inc.
  Henderson, NV
  Henderson, NV

Other Businesses

1. Albert Guida Agency, Inc. 2625 Wigwam Pkwy #100, Henderson, NV. President (since 02/1983). Life insurance sales, investment-related. ~20 hrs/mo. 2. Paseo Real Estate Partners LLC Member (since 09/13/2017). Holding company for apartment investments (Las Vegas; Ovation Development). Investment-related. ~1 hr/mo, 0 trading. Duties: collect tax info from Ovation, coordinate with accounting firm (K-1s), pay bills, assist with distributions. Members share responsibilities; each has check authority (single signature required). 3. Guida & McCubbin Representative (since 01/01/2019). DBA branding with Conner McCubbin (registered rep). Investment-related. ~20 hrs/mo, ~80 trading hrs. DBA only. 4. Albert Guida Jr Trust Trustee (since 12/20/2005). Personal revocable trust. Investment-related. ~6 hrs/mo, 6 trading. Manage trust assets. 5. The Guida 1979 Trust Trustee (since 05/11/2019). Irrevocable family trust. Investment-related. ~6 hrs/mo, 6 trading. Manage assets for heirs. 6. Rental Property (1614 Box Step Dr, Henderson, NV) Owner (since 02/21/2008). 2BR townhouse. Non-investment-related. ~1 hr/mo. Collect rent, manage repairs. 7. Rental Property (1610 Hennepin Dr, Henderson, NV) Owner (since 05/01/2008). 3BR townhouse. Non-investment-related. ~1 hr/mo. Collect rent, manage repairs. 8. Professional Brokerage West President (since 02/01/1985). Life & health insurance brokerage. Investment-related. ~8 hrs/mo, 1 trading hr. Place/renew health plans for small businesses; analyze and secure life insurance for clients. 9. ROTARY CLUB OF LAS VEGAS FREMONT POSITION: Foundation Chair NATURE: The Rotary Club is a non-profit entity that is affiliated with Rotary International, the largest service club in the world. It is organized as non-profit Nevada corporation. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2026 ADDRESS: 2625 Wigwam Parkway, Suite 100, Henderson NV 89074, United States DESCRIPTION: Review monthly financial statement, attend Board meetings and provide strategic planning input. Review and provide input on grant requests submitted to the Foundation. 10. Silver Eagle Aviation LLC Member (since 12/20/2004). Holds title to personal aircraft. Non-investment-related. 0 hrs. Maintain annual listing. 11. Saratoga Aviation LLC Member (since 12/18/2004). Holds interest in Silver Eagle Aviation. Non-investment-related. 0 hrs. Maintain Nevada SOS annual filing. 12. Legacy Aviation LLC Member (since 08/06/2004). Holds ownership interest in airplane hangar. Non-investment-related. 0 hrs. Maintain annual filing. 13. OGR Real Estate Partners LLC Member (since 09/13/2017). Holding company for apartment investments (Ovation Development). Investment-related. 0 hrs. Duties shared among members: collect tax reports, coordinate accounting (K-1s), pay expenses, process and distribute quarterly income.

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-02-09