Best Investors Account Sign in

Patrick Fuller Cauley

LPl Enterprise, LLC

Kettering, OH

Claim This Profile
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-14
  • OH RA
    APPROVED
    Since 2024-11-14

Branch Locations

4617 Presidential Way, Kettering, OH 45429 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Kettering OH 09/1986 11/2024
Prudential Insurance Company Of America Kettering OH 09/1986 Present
Lpl Enterprise, Llc Kettering OH 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-03-28
S66 Uniform Combined State Law Examination 2000-10-26
  • S63 Uniform Securities Agent State Law Examination
    2008-03-28
  • S66 Uniform Combined State Law Examination
    2000-10-26
Other Names
  • Pat Cauley

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Kettering, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor