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Diana Lynn Kierzkowski

Rbc Capital Markets, LLC

Pittsburgh, PA

Pittsburgh, PA

CRD 1606405

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-07-20
PA RA APPROVED 2011-05-02
  • TX RA
    APPROVED_RES
    Since 2015-07-20
  • PA RA
    APPROVED
    Since 2011-05-02

Branch Locations

One Ppg Place Suite 2900, Pittsburgh, PA 15222-5455 • United States

Pittsburgh, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Monroeville PA 03/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-29
S63 Uniform Securities Agent State Law Examination 1995-06-16
  • S65 Uniform Investment Adviser Law Examination
    2011-04-29
  • S63 Uniform Securities Agent State Law Examination
    1995-06-16
Other Names
  • Diana Lynn Koslof
  • Diana Lynn Koslof

View on SEC IAPD

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