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Scott Blair Fisher

LPl Financial LLC

Jupiter, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2002-06-03
FL RA APPROVED 1995-06-29
  • NJ RA
    APPROVED
    Since 2002-06-03
  • FL RA
    APPROVED
    Since 1995-06-29

Branch Locations

Jupiter, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Scotch Plains NJ 06/1995 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-01-27
  • S63 Uniform Securities Agent State Law Examination
    1987-01-27

View on SEC IAPD

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