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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-11-18 |
Branch Locations
306 E. Commerce Street, Jacksonville, TX 75766 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | San Diego | CA | 11/2014 | Present |
1. Fixed insurance sales; as of 09/08/2012; Approximately 1% time spent during business hours; Conducted at branch location; Investment related. 2. Owner of gas, oil, & mineral rights located in Cherokee, Rusk, Panola, & Shelby Counties, TX, as of 10/28/2009; 0% time spent during business hours; Not conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-01-26 |
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