Michael Scott Dales

Employer firm

Focus Financial CRD 116140

$6.82B regulatory AUM 105 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1993 → Present
  Focus Financial Network, Inc.
  St. Louis Park, MN
• 04/1995 → Present
  Osaic Wealth, Inc.
  St Louis Park, MN

Other Businesses

1) FOCUS FINANCIAL NETWORK, INC,.1000 SHELARD PARKWAY SUITE 300, MINNEAPOLIS, MN, 55426, SALES OF FIXED INSURANCE PRODUCTS, 30%, $60,000. 2) Focus Financial Position Statutory Agent; Nature Corporation; Investment Related NO; # of Hours 20; # of Security Hours 2; Start Date 09/11/1993. Address 1000 SHELARD PARKWAY SUITE 300, MINNEAPOLIS, MN, 55426 Description Address Risk Managment needs for clients through financial planning needs analysis. 3) FOCUS FINANCIAL POSITION: Executive Officer and Financial Advisor NATURE: Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 09/12/1993 ADDRESS: 1000 SHELARD PARKWAY #300 MPLS, mn 55416, Minneapolis MN 55426, United States DESCRIPTION: Client Portfolio Managment and Construction 4) FOCUS FINANCIAL POSITION: Statutory Agent - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/11/1993 ADDRESS: 1000 Shelard Parkway #300, Minneapolis MN 55426, United States DESCRIPTION: Address Risk Managment needs for cleints through financial planning needs analysis.

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-09-09

Other Names

• Mike Dales