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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-31 |
Branch Locations
1000 Shelard Parkway Suite 300, St Louis Park, MN 55426 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Focus Financial Network, Inc. | St. Louis Park | MN | 03/1993 | Present |
| Osaic Wealth, Inc. | St Louis Park | MN | 04/1995 | Present |
1) FOCUS FINANCIAL NETWORK, INC,.1000 SHELARD PARKWAY SUITE 300, MINNEAPOLIS, MN, 55426, SALES OF FIXED INSURANCE PRODUCTS, 30%, $60,000. 2) Focus Financial Position Statutory Agent; Nature Corporation; Investment Related NO; # of Hours 20; # of Security Hours 2; Start Date 09/11/1993. Address 1000 SHELARD PARKWAY SUITE 300, MINNEAPOLIS, MN, 55426 Description Address Risk Managment needs for clients through financial planning needs analysis. 3) FOCUS FINANCIAL POSITION: Executive Officer and Financial Advisor NATURE: Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 09/12/1993 ADDRESS: 1000 SHELARD PARKWAY #300 MPLS, mn 55416, Minneapolis MN 55426, United States DESCRIPTION: Client Portfolio Managment and Construction 4) FOCUS FINANCIAL POSITION: Statutory Agent - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/11/1993 ADDRESS: 1000 Shelard Parkway #300, Minneapolis MN 55426, United States DESCRIPTION: Address Risk Managment needs for cleints through financial planning needs analysis.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-09-09 |
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