Best Investors Account Sign in

Michael Scott Dales

Focus Financial

St Louis Park, MN

Claim This Profile
Current Employers
Focus Financial

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-31
  • MN RA
    APPROVED
    Since 2014-01-31

Branch Locations

1000 Shelard Parkway Suite 300, St Louis Park, MN 55426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Focus Financial Network, Inc. St. Louis Park MN 03/1993 Present
Osaic Wealth, Inc. St Louis Park MN 04/1995 Present
  • 03/1993 → Present
    Focus Financial Network, Inc.
    St. Louis Park, MN
  • 04/1995 → Present
    Osaic Wealth, Inc.
    St Louis Park, MN
Other Businesses

1) FOCUS FINANCIAL NETWORK, INC,.1000 SHELARD PARKWAY SUITE 300, MINNEAPOLIS, MN, 55426, SALES OF FIXED INSURANCE PRODUCTS, 30%, $60,000. 2) Focus Financial Position Statutory Agent; Nature Corporation; Investment Related NO; # of Hours 20; # of Security Hours 2; Start Date 09/11/1993. Address 1000 SHELARD PARKWAY SUITE 300, MINNEAPOLIS, MN, 55426 Description Address Risk Managment needs for clients through financial planning needs analysis. 3) FOCUS FINANCIAL POSITION: Executive Officer and Financial Advisor NATURE: Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 09/12/1993 ADDRESS: 1000 SHELARD PARKWAY #300 MPLS, mn 55416, Minneapolis MN 55426, United States DESCRIPTION: Client Portfolio Managment and Construction 4) FOCUS FINANCIAL POSITION: Statutory Agent - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/11/1993 ADDRESS: 1000 Shelard Parkway #300, Minneapolis MN 55426, United States DESCRIPTION: Address Risk Managment needs for cleints through financial planning needs analysis.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-09-09
  • S63 Uniform Securities Agent State Law Examination
    1988-09-09
Other Names
  • Mike Dales

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in St Louis Park, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor