Jay W Gazzier

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1999 → 11/2018
  Merrill Lynch Pierce Fenner & Smith
  Galveston, TX
• 07/2011 → 11/2018
  Bank Of America, N.A.
  Houston, TX
• 11/2018 → 03/2020
  Ameriprise Financial Services, Inc.
  Houston, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Houston, TX

Previous Registrations

• 1999-12-07 → 2018-11-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
  Houston, TX

Other Businesses

Real Estate Ownership; Single Family; 3018 Blue Flora Drive, , Texas City, TX, 77568; Not Investment-Related; 09/24/2021 / Single Family; 210 Stratmore Drive, , Friendswood, TX, 77546; Not Investment-Related; 01/15/2017. Business Ownership; Gazzier Development Group LLC; owner; ; 2 Steven Luke LaneFriendswood, TX 77546, ,; Not Investment-Related; 06/01/2005; 1 to 9 hours per month; 0 during trading hours / Jax Development Group LLC; Real Estate; ; 2 steven Luke LaneFriendswood, TX 77546, ,; Not Investment-Related; 06/01/2013; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  1999-12-01

Other Names

• Jay W Gazzier
• Jay Wayne Gazzier