Gary C Smith

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2002 → Present
  Raymond James Financial Services, Inc
  Dallas, TX
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Dallas, TX

Previous Registrations

• 2002-01-18 → 2009-01-02
  Raymond James Financial Services, Inc.
  Dallas, TX
  Dallas, TX
  Addison, TX
  Addison, TX

Other Businesses

(1) Name of Business: Gary C. Smith, P.C., CPA Address: 11300 N. Central Expwy., Suite 404, Dallas, TX, 75243, United States Activity Type: Accounting/CPA Position/Title: Officer - CEO, Officer - President Investment Related: No Start Date: 09/01/1976 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Review and prepare tax returns and compiled financial statements without disclosures.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-12-18

Other Names

• Gary Smith