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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-12-22 |
| OR | RA | APPROVED | 2022-12-20 |
| TX | RA | APPROVED | 2022-12-20 |
Branch Locations
2800 28Th St, Suite #306, Santa Monica, CA 90405 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Boyd Financial Planning | Los Angeles | CA | 04/1984 | Present |
| Lpl Financial Llc | Los Angeles | CA | 11/2017 | Present |
| National Planning Corporation | Los Angeles | CA | 01/2000 | 11/2017 |
| Stratos Wealth Partners, Ltd. | Los Angeles | CA | 12/2022 | Present |
1. 11/29/2017- No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent(Term Life Insurance or Second-To-Die Insurance). 2. 11/29/2017 - SASSY COUTURE - Not Investment Related - 4139 VIA MARINA #1204 MARINA DEL REY CA 90292 - Other - prepares tax returns. 3. 9/25/2018 - No Business Name - Investment Related - SNOWMASS, COLORADO 81615 - Real Estate Rental - OWNER - Start Date: 03/08/2011 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 9/28/2018 - BOYD FINANCIAL PLANNING - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - OWNER/ENROLLED AGENT/CFP/AIF - Start Date: 10/15/1984 - 25 Hours Per Month/0 Hours During Securities Trading - Tax Preparation. 5. 12/7/2022 - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 12/15/2022 - 160 Hours Per Month/8 Hours During Securities Trading 6. 12/28/2022 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 12/15/2022 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 12/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 11/29/2017 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-10-09 |
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