Best Investors Account Sign in
Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-12-22
OR RA APPROVED 2022-12-20
TX RA APPROVED 2022-12-20
  • CA RA
    APPROVED
    Since 2022-12-22
  • OR RA
    APPROVED
    Since 2022-12-20
  • TX RA
    APPROVED
    Since 2022-12-20

Branch Locations

2800 28Th St, Suite #306, Santa Monica, CA 90405 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boyd Financial Planning Los Angeles CA 04/1984 Present
Lpl Financial Llc Los Angeles CA 11/2017 Present
National Planning Corporation Los Angeles CA 01/2000 11/2017
Stratos Wealth Partners, Ltd. Los Angeles CA 12/2022 Present
  • 04/1984 → Present
    Boyd Financial Planning
    Los Angeles, CA
  • 11/2017 → Present
    Lpl Financial Llc
    Los Angeles, CA
  • 01/2000 → 11/2017
    National Planning Corporation
    Los Angeles, CA
  • 12/2022 → Present
    Los Angeles, CA
Previous Registrations
  • 2009-01-07 → 2017-12-01
    National Planning Corporation
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

1. 11/29/2017- No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent(Term Life Insurance or Second-To-Die Insurance). 2. 11/29/2017 - SASSY COUTURE - Not Investment Related - 4139 VIA MARINA #1204 MARINA DEL REY CA 90292 - Other - prepares tax returns. 3. 9/25/2018 - No Business Name - Investment Related - SNOWMASS, COLORADO 81615 - Real Estate Rental - OWNER - Start Date: 03/08/2011 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 9/28/2018 - BOYD FINANCIAL PLANNING - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - OWNER/ENROLLED AGENT/CFP/AIF - Start Date: 10/15/1984 - 25 Hours Per Month/0 Hours During Securities Trading - Tax Preparation. 5. 12/7/2022 - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 12/15/2022 - 160 Hours Per Month/8 Hours During Securities Trading 6. 12/28/2022 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 12/15/2022 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 12/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 11/29/2017 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-10-09
  • S63 Uniform Securities Agent State Law Examination
    1990-10-09
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Santa Monica, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor