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Rebecca Kathleen Shaw

Serenus Wealth Advisors, LLC

Santa Monica, CA

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Current Employers
Serenus Wealth Advisors, Llc

1299 Ocean Ave Suite 710, Santa Monica, CA 90401 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-15
TX RA APPROVED_RES 2024-07-15
  • CA RA
    APPROVED
    Since 2024-07-15
  • TX RA
    APPROVED_RES
    Since 2024-07-15

Branch Locations

1299 Ocean Ave Suite 710, Santa Monica, CA 90401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full-Time Education Villanova PA 08/2014 05/2018
General Dynamics Mission Systems Fairfax VA 07/2018 05/2019
Jp Morgan Chase & Co Newark DE 06/2017 08/2017
Sanford C. Bernstein & Co. San Diego CA 06/2019 02/2022
Certuity, Llc Los Angeles CA 02/2022 07/2024
Serenus Wealth Advisors, Llc Santa Monica CA 07/2024 Present
  • 08/2014 → 05/2018
    Full-Time Education
    Villanova, PA
  • 07/2018 → 05/2019
    General Dynamics Mission Systems
    Fairfax, VA
  • 06/2017 → 08/2017
    Jp Morgan Chase & Co
    Newark, DE
  • 06/2019 → 02/2022
    Sanford C. Bernstein & Co.
    San Diego, CA
  • 02/2022 → 07/2024
    Certuity, Llc
    Los Angeles, CA
  • 07/2024 → Present
    Serenus Wealth Advisors, Llc
    Santa Monica, CA
Previous Registrations
  • 2022-05-04 → 2024-08-12
    Certuity, Llc
    Los Angeles, CA
    Santa Monica, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-18
S63 Uniform Securities Agent State Law Examination 2019-12-09
  • S66 Uniform Combined State Law Examination
    2022-04-18
  • S63 Uniform Securities Agent State Law Examination
    2019-12-09
Other Names
  • Rebecca Kathleen Shaw
  • Rebecca Kathleen Shaw Tipp
  • Rebecca Kathleen Tipp
  • Rebecca Kathleen Shaw Tipp

View on SEC IAPD

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EOS VENTURE PARTNERS (INVESTMENT ADVISER) INC

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SUEHYUN KIM
EDWARD ROWLEY SIMPSON

Other Offices

VICTUS CAPITAL WEALTH · SANTA MONICA, CA
WILSHIRE · SANTA MONICA, CA
DIMENSIONAL FUND ADVISORS LP · SANTA MONICA, CA
COMPOSITION WEALTH, LLC · SANTA MONICA, CA
OCEAN AVENUE WEALTH MANAGEMENT · SANTA MONICA, CA
A.G.P. / ALLIANCE GLOBAL PARTNERS · SANTA MONICA, CA
MANTIS CAPITAL MANAGEMENT, LLC · SANTA MONICA, CA
EOS VENTURE PARTNERS (INVESTMENT ADVISER) INC · SANTA MONICA, CA

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