Jeffrey Scott Wagner

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2006-03-21

OH RA
APPROVED

Since 2006-03-21

Branch Locations

3800 Embassy Pkwy Suite 120, Akron, OH 44333 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life	Milwaukee	WI	10/1986	Present
Northwestern Mutual Investment Services, Llc	Milwaukee	WI	11/1986	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2016	Present

10/1986 → Present

Northwestern Mutual Life

Milwaukee, WI
11/1986 → Present

Northwestern Mutual Investment Services, Llc

Milwaukee, WI
01/2016 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-07-19

S63 Uniform Securities Agent State Law Examination

1988-07-19

Designations

Chartered Financial Consultant

Other Names

Jeff S Wagner

View on SEC IAPD