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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-09-10 |
| CA | RA | APPROVED | 2025-06-17 |
| CT | RA | APPROVED | 2024-04-04 |
| NJ | RA | APPROVED | 2024-02-27 |
| WI | RA | APPROVED | 2022-09-28 |
| NY | RA | APPROVED | 2022-01-14 |
| IN | RA | APPROVED | 2020-05-29 |
| NC | RA | APPROVED | 2018-04-13 |
| FL | RA | APPROVED | 2003-01-30 |
| GA | RA | APPROVED | 2003-01-27 |
Branch Locations
7860 Peters Road F-105, Plantation, FL 33324 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | New York | NY | 10/1991 | Present |
| Park Avenue Securities Llc | Miami | FL | 05/1999 | Present |
1. BROWARD BUSINESS NETWORKING GROUP - President/Founder-Business networking, Start: 01/01/1993, Address: 100 SE 3rd Ave, Ft. Lauderdale, FL 33394, 4 bus hrs per month, Not investment related, 2. Hockey Coach-I coach Ice Hockey for 10-14 year olds, Start: 01/01/1991, Address: 3299 Sportsplex Drive, Coral Springs, FL 33065, 15 non bus hrs, Not investment related, 3. Other insurance business-Selling of insurance and annuities, Start: 01/01/1991, Address: 7860 Peters Rd F-105, Plantation, FL 33324, 10 bus hrs per month, Investment related, 4. The Saffer Financial Group, Inc. - Owner of Financial Planning Firm DBA, Start: 03/22/1995, Address: 7860 Peters Road Suite F-105, Plantation Florida 33324, 5 bus hrs per month, Investment related, 5. Plantation-General Pension Board of Trustees, Start: 08/17/2022, Address: 400 NW 73rd Ave Plantation Florida 33317, 2-4 total hours per month; 2 during securities trading hours, Investment related, No annual compensation, 6) Vital Capital, Inc.-Officer, Nature of Business: DBA, Start date: 09/05/2025, Address: 7860 Peters Road F-105 Plantation Florida 33324, Duties: work in the resident - work in doctor market, 40 total hours per month; 40 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1988-04-15 |
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