Inactive

Timothy Patrick Anderson

Delta Investment Management, LLC

San Francisco, CA

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Current Employers

Delta Investment Management, Llc

708 Montgomery Street, San Francisco, CA 94111 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-04-18

CA RA
APPROVED

Since 2024-04-18

Branch Locations

708 Montgomery Street, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	San Francisco	CA	05/2015	10/2019
Delta Investment Management, Llc	San Francisco	CA	10/2019	Present

05/2015 → 10/2019

Stifel Nicolaus & Co Inc

San Francisco, CA
10/2019 → Present

Delta Investment Management, Llc

San Francisco, CA

Previous Registrations

2015-05-26 → 2019-10-25

Stifel, Nicolaus & Company, Incorporated

San Francisco, CA

San Rafael, CA
2007-09-10 → 2015-06-03

Oppenheimer & Co. Inc.

San Francisco, CA
2007-04-02 → 2007-09-10

Morgan Stanley & Co. Llc

San Francisco, CA
2002-12-17 → 2007-04-02

Morgan Stanley Dw Inc.

San Francisco, CA

San Francisc, CA
2001-04-20 → 2002-12-20

Ubs Financial Services Inc.

San Francisco, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-10-05

S63 Uniform Securities Agent State Law Examination

1988-10-05

Other Names

Tim Anderson
Timothy Patrick Anderson
Tim Patrick Anderson

View on SEC IAPD

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ZENTARA EXCHANGE LTD

Other Investors

TIMOTHY TODD MCDOWELL

JOHN HUGH MCDEVITT

JOSEPH WADE PITTS

MARK ALLAN ANDERSON

RALPH MELVILLE DRYBROUGH

PAUL ROBERT TOUCHSTONE

Jacob David Mahoney

ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA

DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA

CHARLES SCHWAB & CO., INC. · San Francisco, CA

1SHARPE CAPITAL LLC · SAN FRANCISCO, CA

RBC SECURITIES, INC · SAN FRANCISCO, CA

STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA

VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA

ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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