Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-05-18 |
| IL | RA | APPROVED | 2024-01-25 |
| TX | RA | APPROVED_RES | 2023-12-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kastien, Swisher & Assoc. | Carol Stream | IL | 01/1986 | Present |
| H. Beck, Inc. | Rockville | MD | 09/2009 | 03/2021 |
| Grove Point Advisors, Llc | Rockville | MD | 04/2021 | 12/2023 |
| Grove Point Investments, Llc | Rockville | MD | 04/2021 | 12/2023 |
| Swisher & Schumann Dba Schumann Financial | Wheaton | IL | 10/1986 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 12/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 12/2023 | Present |
1) SCHUMANN FINANCIAL, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, DBA MARKETING NAME FOR SECURITIES AND ADVISORY BUSINESS, OWNER, PRESIDENT, 40H/WEEK, SINCE 01/2000 2) SWISHER & SCHUMANN DBA SCHUMANN FINANCIAL; WHEATON, IL; NON-INVESTMENT RELATED; INCOME TAX SERVICES/ENROLLED AGENT; PRESIDENT/OWNER; SINCE 10/1986; 160 HRS/MO
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-01-07 |
Reach out to this advisor