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Christopher Armand Santini

Osaic Wealth, Inc.

Hauppauge, NY

Mt Sinai, NY

CRD 1604617

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-01-09
NY RA APPROVED 2021-04-08
FL RA APPROVED 2017-10-26
  • NC RA
    APPROVED
    Since 2025-01-09
  • NY RA
    APPROVED
    Since 2021-04-08
  • FL RA
    APPROVED
    Since 2017-10-26

Branch Locations

38 Kings Highway, Hauppauge, NY 11788 • United States

620 Route 25A Suite D, Mt Sinai, NY 11766 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Setaiket NY 01/2015 10/2017
Royal Alliance Setauket NY 10/2017 06/2023
Osaic Wealth, Inc. Setauket NY 06/2023 Present
  • 01/2015 → 10/2017
    National Planning Corporation
    Setaiket, NY
  • 10/2017 → 06/2023
    Royal Alliance
    Setauket, NY
  • 06/2023 → Present
    Setauket, NY
Previous Registrations
Other Businesses

1. NYLTCB, REPRESENTATIVE, 1/1/2015, 10-20 HOURS TOTAL, 1 DURING TRADING HOURS, FIXED INSURANCE (LIFE).NY LONG TERM CARE BROKERS, REGISTERED REP, 1/1/2015, 10-20 HOURS TOTAL, 1 DURING TRADING HOURS, FIXED ANNUITIES. SANTINI & TASTROM LLC, 348 MAIN ST E SETAUKET NY 11733, PARTNER, 1/5/2015, 30 HOURS TOTAL, 30 DURING TRADING HOURS, DBA ONLY. 2. FIRST FINANCIAL ADVISORS GROUP DBA FOR SANTINI AND TASTROM, LLC. POSITION: Partner NATURE: Partnership DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/05/2015 ADDRESS: 348 Main Street, East Setauket NY 11733, United States DESCRIPTION: Financial Advisor 3. CHRISTOPHER SANTINI POSITION: Financial Advisor NATURE: Individual INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 10/23/2017 ADDRESS: 620 Route 25A, Sute D, Mount Sinai NY 11766, United States DESCRIPTION: NYLTCB (now Advisors Insurance Brokers), Representative, Sales of life and health insurance and fixed annuities to clients and prospects.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-29
S63 Uniform Securities Agent State Law Examination 1986-12-23
  • S65 Uniform Investment Adviser Law Examination
    2014-12-29
  • S63 Uniform Securities Agent State Law Examination
    1986-12-23
Other Names
  • Christopher A Santini
  • Chris Santini
  • Christopher A Chris Santini
  • Armand Christopher Santini

View on SEC IAPD

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