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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-01-09 |
| NY | RA | APPROVED | 2021-04-08 |
| FL | RA | APPROVED | 2017-10-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Setaiket | NY | 01/2015 | 10/2017 |
| Royal Alliance | Setauket | NY | 10/2017 | 06/2023 |
| Osaic Wealth, Inc. | Setauket | NY | 06/2023 | Present |
1. NYLTCB, REPRESENTATIVE, 1/1/2015, 10-20 HOURS TOTAL, 1 DURING TRADING HOURS, FIXED INSURANCE (LIFE).NY LONG TERM CARE BROKERS, REGISTERED REP, 1/1/2015, 10-20 HOURS TOTAL, 1 DURING TRADING HOURS, FIXED ANNUITIES. SANTINI & TASTROM LLC, 348 MAIN ST E SETAUKET NY 11733, PARTNER, 1/5/2015, 30 HOURS TOTAL, 30 DURING TRADING HOURS, DBA ONLY. 2. FIRST FINANCIAL ADVISORS GROUP DBA FOR SANTINI AND TASTROM, LLC. POSITION: Partner NATURE: Partnership DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/05/2015 ADDRESS: 348 Main Street, East Setauket NY 11733, United States DESCRIPTION: Financial Advisor 3. CHRISTOPHER SANTINI POSITION: Financial Advisor NATURE: Individual INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 10/23/2017 ADDRESS: 620 Route 25A, Sute D, Mount Sinai NY 11766, United States DESCRIPTION: NYLTCB (now Advisors Insurance Brokers), Representative, Sales of life and health insurance and fixed annuities to clients and prospects.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-23 |
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