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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-02-26 |
Branch Locations
2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Easton | PA | 08/1987 | 03/2021 |
| Pruco Securities Llc | Warrington | PA | 05/2024 | 10/2024 |
| Follett Ice | Easton | PA | 10/2022 | 04/2023 |
| Unemployed | Easton | PA | 05/2023 | 04/2024 |
| Unemployed | Easton | PA | 04/2021 | 09/2022 |
| Unemployed | Easton | PA | 10/2024 | 02/2026 |
| Lpl Enterprise Llc | Warrington | PA | 02/2026 | Present |
1. 02/26/2026 - Prudential Advisors -DBA for LPL Business (entity for LPL business) -Easton PA - Inv Related - OBA Start Date: 02/19/2026- 160 Hour(s)/Month - 160 Hour(s) During Trading" 2. 02/26/2026 - James Allen Pfister N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency -Easton PA - Inv Related - OBA Start Date: 02/19/2026- 160 Hour(s)/Month - 160 Hour(s) During Trading"
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-25 |
| S65 | Uniform Investment Adviser Law Examination | 2003-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-09 |
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