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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-12-16 |
| PA | RA | APPROVED | 2003-11-14 |
Branch Locations
100 State St Ste 100, Erie, PA 16507 • United States
Naples, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Erie | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Erie | PA | 11/2016 | Present |
BOYS AND GIRLS CLUB OF ERIE, INV RELATED, ERIE, PA, TREASURER AND FINANCE CHAIR, START 7/1/2012, 6 HOURS PER MONTH, ZERO DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-08 |
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