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Anne Goodrich Hagan

Spc

Naples, FL

Ann Arbor, MI

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-12-08
  • FL RA
    APPROVED
    Since 2009-12-08

Branch Locations

999 Vanderbilt Beach Rd Suite 200, Naples, FL 34108 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 11/2009 Present
Sigma Planning Corporation Ann Arbor MI 11/2009 Present
  • 11/2009 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
  • 11/2009 → Present
    Sigma Planning Corporation
    Ann Arbor, MI
Previous Registrations
  • 2007-01-16 → 2009-11-18
    Morgan Keegan & Company, Llc
    Bonita Springs, FL
    Fort Myers, FL
    Fort Myers, FL
    Naples, FL
  • 2006-02-21 → 2007-01-25
    Raleigh, NC
    New York, NY
    Raleigh, NC
  • 2001-10-18 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Raleigh, NC
Other Businesses

Sale of life fixed insurance products. Start date: 1/27/16 during regular business hours. Participate in Toastmasters Speakers Bureau, Naples, FL. This program offers speakers to the local community to cover topics of interest to the community. Start date: 7/1/24, less than 2 hrs/mo. INV REL: N Published author of workbook used for getting financial house in order. It is sold through BLURB.com. Start date: 8/5/24, approx. 5-6 hrs/mo, INV REL: N Anne G. Hagan CFP - sole proprietorship. Present educational workshops and speak at events concerning getting audiences' house in order. Use workbook that I authored during the discussions. Start date: 8/14/26, approx. 80 hrs/mo. INV REL: N

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-05
S63 Uniform Securities Agent State Law Examination 1994-11-17
  • S65 Uniform Investment Adviser Law Examination
    1996-12-05
  • S63 Uniform Securities Agent State Law Examination
    1994-11-17
Designations
Other Names
  • Anne Adele Goodrich

View on SEC IAPD

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