Stephanie Anne Rumold

Employer firm

Beacon Pointe Advisors, LLC CRD 119290

$54.9B regulatory AUM 265 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2017 → 03/2020
  Beacon Pointe Wealth Advisors, Llc
  Campbell, CA
• 04/2016 → 03/2020
  Beacon Pointe Advisors, Llc
  Campbell, CA
• 07/2013 → Present
  Beacon Pointe Insurance Services, Llc
  Buena Vista, CO
• 07/2013 → 01/2017
  Beacon Pointe Wealth Advisors, Llc
  Milpitas, CA
• 04/2020 → 09/2020
  Beacon Pointe Advisors, Llc
  Campbell, CA
• 01/2022 → Present
  Beacon Pointe Advisors, Llc
  Buena Vista, CO
• 09/2020 → 01/2022
  Beacon Pointe Advisors, Llc
  Buena Vista, CO

Previous Registrations

• 2013-08-27 → 2020-04-27
  Beacon Pointe Wealth Advisors, Llc
  San Jose, CA
  Newport Beach, CA
  Campbell, CA
• 2013-08-27 → 2013-09-18
  Beacon Pointe Advisors, Llc
  Newport Beach, CA
• 2011-01-12 → 2013-07-08
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA
• 2002-05-13 → 2010-01-15
  Charles Schwab & Co., Inc.
  Campbell, CA
  Campbell, CA

Other Businesses

BEACON POINTE INSURANCE SERVICES, LLC. NOT INVESTMENT RELATED. MAIN OFFICE LOCATED AT 24 CORPORATE PLAZA, STE. 150, NEWPORT BEACH, CA 92660. SALE OF INSURANCE PRODUCTS (LIFE AND/OR ACCIDENT/HEALTH INSURANCE). LICENSED INSURANCE AGENT. 07/2013 TO PRESENT. 5 HRS/MONTH. 5 HRS DURING TRADING HOURS

Exams

• S66 Uniform Combined State Law Examination
  2002-03-18
• S63 Uniform Securities Agent State Law Examination
  1998-08-18

Designations

• Certified Financial Planner