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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-30 |
| NJ | RA | APPROVED | 2009-10-09 |
Branch Locations
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
Morris Plains, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Florham Park | NJ | 10/2009 | Present |
| City National Bank | Florham Park | NJ | 08/2018 | Present |
(1) PERLMUTTER INVESTOR, LLC; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: TAX PLANNING; NOT INVESTMENT RELATED; START DATE: 12/08/2016; CAPACITY: GENERAL PARTNER; DUTIES: PURCHASE HIGH GRADE MUNI BONDS AND FILE TAX RETURNS; HOURS DEVOTED PER WEEK: LESS THAN 01; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (2) JP WARETOWN REALTY; ADDRESS: EMPLOYEE'S RESIDENCE; BUSINESS DESCRIPTION: PARTNERSHIP; NOT INVESTMENT RELATED; START DATE: 09/30/2009; CAPACITY: PARTNER; DUTIES: FILE TAX RETURN & DISTRIBUTE CASH BALANCE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) PERLMUTTER UNLIMITED, LLC; ADDRESS: EMPLOYEE'S RESIDENCE; BUSINESS DESCRIPTION: FAMILY LIMITED PARTNERSHIP; NOT INVESTMENT RELATED; START DATE: 10/17/2014; CAPACITY: PARTNER; DUTIES: INVESTING AND FILE TAX RETURN; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (4) PERLMUTTER MANAGEMENT COMPANY, LLC; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: PARTNERSHIP; NOT INVESTMENT RELATED; START DATE: 12/08/2016; CAPACITY: GENERAL PARTNER; DUTIES: PURCHASE SECURITIES AND TAX FILINGS; HOURS DEVOTED PER WEEK: LESS THAN 01; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE; (5) JP JACKSON; ADDRESS: 954 RTE 166, TOMS RIVER, NJ 08753; BUSINESS DESCRIPTION: PASS THROUGH; NOT INVESTMENT RELATED; START DATE: 12/13/2017; CAPACITY: MANAGING MEMBER; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE; (6) JP INVESTMENT LLC; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: LLC; NOT INVESTMENT RELATED; START DATE: 01/01/2018; CAPACITY: GENERAL PARTNER; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE. (7) JP 166 LLC.; ADDRESS: 101 EISENHOWER PARKWAY, ROSELAND, NJ 07068; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: INVESTMENT ACCOUNT; CAPACITY: OTHER-TRUST; START DATE: 4/26/2017; DUTIES: NONE; HOURS DEVOTED PER MONTH: 0, HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-03 |
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