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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-30
NJ RA APPROVED 2009-10-09
  • TX RA
    APPROVED_RES
    Since 2017-03-30
  • NJ RA
    APPROVED
    Since 2009-10-09

Branch Locations

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

Morris Plains, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Florham Park NJ 10/2009 Present
City National Bank Florham Park NJ 08/2018 Present
Previous Registrations
  • 1993-07-12 → 2009-10-09
    J. B. Hanauer & Co.
    Parsippany, NJ
    Parsippany, NJ
Other Businesses

(1) PERLMUTTER INVESTOR, LLC; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: TAX PLANNING; NOT INVESTMENT RELATED; START DATE: 12/08/2016; CAPACITY: GENERAL PARTNER; DUTIES: PURCHASE HIGH GRADE MUNI BONDS AND FILE TAX RETURNS; HOURS DEVOTED PER WEEK: LESS THAN 01; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (2) JP WARETOWN REALTY; ADDRESS: EMPLOYEE'S RESIDENCE; BUSINESS DESCRIPTION: PARTNERSHIP; NOT INVESTMENT RELATED; START DATE: 09/30/2009; CAPACITY: PARTNER; DUTIES: FILE TAX RETURN & DISTRIBUTE CASH BALANCE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) PERLMUTTER UNLIMITED, LLC; ADDRESS: EMPLOYEE'S RESIDENCE; BUSINESS DESCRIPTION: FAMILY LIMITED PARTNERSHIP; NOT INVESTMENT RELATED; START DATE: 10/17/2014; CAPACITY: PARTNER; DUTIES: INVESTING AND FILE TAX RETURN; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (4) PERLMUTTER MANAGEMENT COMPANY, LLC; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: PARTNERSHIP; NOT INVESTMENT RELATED; START DATE: 12/08/2016; CAPACITY: GENERAL PARTNER; DUTIES: PURCHASE SECURITIES AND TAX FILINGS; HOURS DEVOTED PER WEEK: LESS THAN 01; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE; (5) JP JACKSON; ADDRESS: 954 RTE 166, TOMS RIVER, NJ 08753; BUSINESS DESCRIPTION: PASS THROUGH; NOT INVESTMENT RELATED; START DATE: 12/13/2017; CAPACITY: MANAGING MEMBER; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE; (6) JP INVESTMENT LLC; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: LLC; NOT INVESTMENT RELATED; START DATE: 01/01/2018; CAPACITY: GENERAL PARTNER; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE. (7) JP 166 LLC.; ADDRESS: 101 EISENHOWER PARKWAY, ROSELAND, NJ 07068; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: INVESTMENT ACCOUNT; CAPACITY: OTHER-TRUST; START DATE: 4/26/2017; DUTIES: NONE; HOURS DEVOTED PER MONTH: 0, HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-14
S63 Uniform Securities Agent State Law Examination 1987-03-03
  • S65 Uniform Investment Adviser Law Examination
    2002-05-14
  • S63 Uniform Securities Agent State Law Examination
    1987-03-03

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