Stuart Lowell Perlmutter

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Rbc Capital Markets, Llc
  Florham Park, NJ
• 08/2018 → Present
  City National Bank
  Florham Park, NJ

Previous Registrations

• 1993-07-12 → 2009-10-09
  J. B. Hanauer & Co.
  Parsippany, NJ
  Parsippany, NJ

Other Businesses

(1) PERLMUTTER INVESTOR, LLC; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: TAX PLANNING; NOT INVESTMENT RELATED; START DATE: 12/08/2016; CAPACITY: GENERAL PARTNER; DUTIES: PURCHASE HIGH GRADE MUNI BONDS AND FILE TAX RETURNS; HOURS DEVOTED PER WEEK: LESS THAN 01; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (2) JP WARETOWN REALTY; ADDRESS: EMPLOYEE'S RESIDENCE; BUSINESS DESCRIPTION: PARTNERSHIP; NOT INVESTMENT RELATED; START DATE: 09/30/2009; CAPACITY: PARTNER; DUTIES: FILE TAX RETURN & DISTRIBUTE CASH BALANCE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) PERLMUTTER UNLIMITED, LLC; ADDRESS: EMPLOYEE'S RESIDENCE; BUSINESS DESCRIPTION: FAMILY LIMITED PARTNERSHIP; NOT INVESTMENT RELATED; START DATE: 10/17/2014; CAPACITY: PARTNER; DUTIES: INVESTING AND FILE TAX RETURN; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (4) PERLMUTTER MANAGEMENT COMPANY, LLC; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: PARTNERSHIP; NOT INVESTMENT RELATED; START DATE: 12/08/2016; CAPACITY: GENERAL PARTNER; DUTIES: PURCHASE SECURITIES AND TAX FILINGS; HOURS DEVOTED PER WEEK: LESS THAN 01; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE; (5) JP JACKSON; ADDRESS: 954 RTE 166, TOMS RIVER, NJ 08753; BUSINESS DESCRIPTION: PASS THROUGH; NOT INVESTMENT RELATED; START DATE: 12/13/2017; CAPACITY: MANAGING MEMBER; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE; (6) JP INVESTMENT LLC; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: LLC; NOT INVESTMENT RELATED; START DATE: 01/01/2018; CAPACITY: GENERAL PARTNER; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE. (7) JP 166 LLC.; ADDRESS: 101 EISENHOWER PARKWAY, ROSELAND, NJ 07068; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: INVESTMENT ACCOUNT; CAPACITY: OTHER-TRUST; START DATE: 4/26/2017; DUTIES: NONE; HOURS DEVOTED PER MONTH: 0, HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-05-14
• S63 Uniform Securities Agent State Law Examination
  1987-03-03