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Darrell Dominic Delphen

Independent Financial Group, LLC

Dallas, TX

CRD 1603277

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Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-24
  • TX RA
    APPROVED
    Since 2018-01-24

Branch Locations

4851 Lbj Fwy Suite 1175, Dallas, TX 75244 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Financial Group Dallas TX 10/2013 Present
Cornerstone Financial Services, Inc. Dallas TX 10/2013 01/2024
Independent Financial Group Dallas TX 01/2018 Present
  • 10/2013 → Present
    Independent Financial Group
    Dallas, TX
  • 10/2013 → 01/2024
    Cornerstone Financial Services, Inc.
    Dallas, TX
  • 01/2018 → Present
    Independent Financial Group
    Dallas, TX
Previous Registrations
  • 2009-05-19 → 2023-12-31
    Cornerstone Financial Services, Inc.
    Baton Rouge, LA
    Dallas, TX
    Dallas, TX
  • 2005-01-10 → 2008-10-07
    Baton Rouge, LA
    Baton Rouge, LA
Other Businesses

(1) CORNERSTONE FINANCIAL SERVICES, INC. POSITION: Independent Contractor NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/10/2024 ADDRESS: 4851 Lbj Fwy, Suite 1175, Dallas TX 75244, United States DESCRIPTION: Cornerstone Financial Services, Inc. will be used as a DBA only. (2) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2014 ADDRESS: 4851 Lbj Fwy, Suite 1175, Dallas TX 75244, United States DESCRIPTION: TX INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS. (3) LIBERTY SILVER & GOLD, LLC POSITION: Independent Contractor NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 01/01/2010 ADDRESS: 4851 Lbj Fwy, Suite 1175, Dallas TX 75244, United States DESCRIPTION: INDEPENDANT CONTRACTOR OF LIBERTY SILVER & GOLD, LLC OFFERING SALES OF PHYSICAL PRECIOUS METAL BULLION. (4) B&D TR HOLDINGS, LLC POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/15/2020 ADDRESS: 554 CR 1787, Yantis TX 75497, United States DESCRIPTION: Business entity for tax and investment purposes

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-05
S63 Uniform Securities Agent State Law Examination 1987-11-10
  • S65 Uniform Investment Adviser Law Examination
    2012-09-05
  • S63 Uniform Securities Agent State Law Examination
    1987-11-10

View on SEC IAPD

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