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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-06-06
FL RA APPROVED 2009-10-05
  • TX RA
    APPROVED
    Since 2013-06-06
  • FL RA
    APPROVED
    Since 2009-10-05

Branch Locations

1647 Sun City Center Plaza Ste 204A, Sun City Center, FL 33573-5334 • United States

28100 Us Hwy 19 N Ste 400, Clearwater, FL 33761 • United States

Land O' Lakes, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New Port Richey FL 10/2009 03/2020
Ameriprise Financial Services, Inc. Clearwater FL 10/2009 03/2020
Ameriprise Financial Services, Llc Sun City Center FL 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    New Port Richey, FL
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Clearwater, FL
  • 03/2020 → Present
    Sun City Center, FL
Previous Registrations
  • 2007-09-17 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Baynet Point, FL
    New Port Richey, FL
Other Businesses

Real Estate Ownership; Single Family; 11123 Windsor Place CirTampa, FL 33626, ,; Investment-Related; 05/01/2014.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-17
S63 Uniform Securities Agent State Law Examination 2001-03-14
  • S65 Uniform Investment Adviser Law Examination
    2007-09-17
  • S63 Uniform Securities Agent State Law Examination
    2001-03-14

View on SEC IAPD

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