Jeffrey Marc Sherman

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 11/2017
  J.P. Morgan Securities Llc
  Boston, MA
• 04/2013 → 11/2017
  Jpmorgan Chase Bank Na
  Boston, MA
• 11/2017 → 06/2023
  First Republic Securities Company, Llc
  Boston, MA
• 06/2023 → Present
  Wells Fargo Clearing Services, Llc
  Boston, MA

Previous Registrations

• 2017-11-03 → 2023-06-08
  J.P. Morgan Private Wealth Advisors Llc
  Boston, MA
  Boston, MA
• 2013-04-12 → 2017-11-10
  J.P. Morgan Securities Llc
  Boston, MA
• 2006-09-22 → 2013-04-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wellesley Hills, MA
• 2003-11-04 → 2004-03-17
  Rbc Capital Markets, Llc
  Wellesley Hills, MA

Other Businesses

RENTAL PROPERTY (RUTLAND SQUARE); INV RELATED; BOSTON, MA; 50% OWNERSHIP; START 12/24/2012; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; DUTIES: NONE.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-12-27
• S63 Uniform Securities Agent State Law Examination
  1987-01-08

Other Names

• Jeffrey Sherman
• Jeff Sherman