Barry Jon Fish

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-08-01
CA	RA	APPROVED	2011-09-06

TX RA
APPROVED_RES

Since 2017-08-01
CA RA
APPROVED

Since 2011-09-06

Branch Locations

Needham, MA • United States

50 Rowes Wharf 4Th Floor, Boston, MA 02110 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.P Morgan Securities Llc.	Boston	MA	09/2011	Present
J.P Morgan Chase Bank	Boston	MA	09/2011	Present

09/2011 → Present

J.P Morgan Securities Llc.

Boston, MA
09/2011 → Present

J.P Morgan Chase Bank

Boston, MA

Previous Registrations

2007-07-06 → 2011-09-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wellesley Hills, MA
2006-03-17 → 2007-07-19

Rbc Capital Markets, Llc

Wellesley Hills, MA

Wellesley Hills, MA

Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-03-16
S63	Uniform Securities Agent State Law Examination	1987-01-28

S65 Uniform Investment Adviser Law Examination

2006-03-16
S63 Uniform Securities Agent State Law Examination

1987-01-28

Other Names

Barry Fish

View on SEC IAPD