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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-10-05 |
| PA | RA | APPROVED | 2008-06-30 |
Branch Locations
1032 North Easton Road Suite A, Doylestown, PA 18902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Doylestown | PA | 06/2008 | Present |
1. 06/30/2008 - CMC Investment Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 8/10/2018 - No Business Name - Investment Related - Doylestown PA - Real Estate Rental - Start Date:09/01/2018 - 1 Hours Per Month/0 Hours During Trading. 3. 9/18/2018 - No Business Name - Investment Related - Doylestown PA 18901 - Real Estate Rental - Start Date: 09/01/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 11/19/2018 - No Business Name - Investment Related - Doylestown PA 18901 - Real Estate Rental - Started 12/01/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 5) 02/14/2025 - CORNELIUS MCCARTHY - Investment Related -Real Estate Rental - Doylestown PA - Start Date:02/14/2025 - 1 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-14 |
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