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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-02-23 |
| TX | RA | APPROVED_RES | 2022-07-21 |
| CA | RA | APPROVED | 2022-07-15 |
Branch Locations
2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States
4000 Embassy Pkwy, Akron, OH 44333 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Century City | CA | 07/2013 | 07/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 07/2022 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1991-03-20 |
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