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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2014-11-07 |
Branch Locations
777 108Th Ave Ne #1600, Bellevue, WA 98004 • United States
Redmond, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Bellevue | WA | 11/2014 | Present |
Name/Address: Mount Si High School 70s Reunion 15304 NE 201st St Woodinville, WA 98072 Start Date: 3/20/23 Hours Spent: 0-10 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Treasurer; Access to funds Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-02 |
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