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Phillip Bridger Parsons

Osaic Wealth, Inc.

Fort Collins, CO

CRD 3238755

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-25
NM RA APPROVED 2024-02-21
IN RA APPROVED 2019-09-12
OH RA APPROVED 2019-09-12
UT RA APPROVED 2018-01-03
GA RA APPROVED 2016-08-02
MI RA APPROVED 2016-08-01
MO RA APPROVED 2016-08-01
TX RA APPROVED_RES 2016-07-29
NE RA APPROVED 2016-07-28
RI RA APPROVED 2016-07-28
CO RA APPROVED 2001-03-08
  • FL RA
    APPROVED
    Since 2024-09-25
  • NM RA
    APPROVED
    Since 2024-02-21
  • IN RA
    APPROVED
    Since 2019-09-12
  • OH RA
    APPROVED
    Since 2019-09-12
  • UT RA
    APPROVED
    Since 2018-01-03
  • GA RA
    APPROVED
    Since 2016-08-02
  • MI RA
    APPROVED
    Since 2016-08-01
  • MO RA
    APPROVED
    Since 2016-08-01
  • TX RA
    APPROVED_RES
    Since 2016-07-29
  • NE RA
    APPROVED
    Since 2016-07-28
  • RI RA
    APPROVED
    Since 2016-07-28
  • CO RA
    APPROVED
    Since 2001-03-08

Branch Locations

125 S. Howes Street 6B, Fort Collins, CO 80521 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Fort Collins CO 06/1999 Present
Previous Registrations
  • 2000-12-15 → 2008-12-03
    Financial Design & Management, Inc.
    Fort Collins, CO
Other Businesses

1. CORPORATE REGISTERED INVESTMENT ADVISOR OSAIC WEALTH, INVESTMENT RELATED,ONE WORLD FINANCIAL CENTER, 15TH FLOOR NEW YORK, NY 10281, STATUTORY AGENT, STARTED 08/1999, 15 HOURS PER MONTH, 3 HOURS DURING SECURITIES TRADING HOURS, SOLICIT FOR 3RD PARTY INVESTMENT ADVISOR, LORING WARD. 2. P, BRIDGER PARSONS POSITION: Owner NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 08/01/1999 ADDRESS: 227 S Howes Street, Fort Collins CO 80521, United States DESCRIPTION: Entity used for tax purposes only 3. OLD TOWN WEALTH ADVISORS POSITION: Owner - NATURE: Other - A name only DBA in place to conduct business INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 06/01/2008 ADDRESS: 125 S Howes Street, Fort Collins, CO 80521, 6B, Fort Collins CO 80521, United States DESCRIPTION: Principal and Registered Rep

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-19
S63 Uniform Securities Agent State Law Examination 1999-07-26
  • S65 Uniform Investment Adviser Law Examination
    1999-08-19
  • S63 Uniform Securities Agent State Law Examination
    1999-07-26

View on SEC IAPD

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EQUITABLE ADVISORS, LLC · FORT COLLINS, CO
AMERIPRISE FINANCIAL SERVICES, LLC · FORT COLLINS, CO
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