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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-06-26
  • MI RA
    APPROVED
    Since 2017-06-26

Branch Locations

9475 Holly Road Suite 203, Grand Blanc, MI 48439 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fahnestock & Co., Inc. New York NY 01/1999 Present
  • 01/1999 → Present
    Fahnestock & Co., Inc.
    New York, NY
Other Businesses

CO-TRUSTEE WITH MY MOTHER ON HER TRUST. ADDRESS: 3780 WEST LANSING RD, ROSCOMMON, MI 48653. LESS THEN 1 HOUR A MONTH ON HER ACCOUNT AT OPPENHEIMER. OUTSIDE OF OPPENHEIMER LESS THAN 5 HOURS A MONTH PAYING HER BILLS AND PAPERWORK FOR TAXES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-26
S63 Uniform Securities Agent State Law Examination 1987-02-25
  • S66 Uniform Combined State Law Examination
    2017-06-26
  • S63 Uniform Securities Agent State Law Examination
    1987-02-25

View on SEC IAPD

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