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John Robert Hayes

Charles Schwab & Co., Inc.

Naperville, IL

Phoenix, AZ

CRD 1601432

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-12-02
  • IL RA
    APPROVED
    Since 2025-12-02

Branch Locations

Naperville, IL • United States

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Chicago IL 07/2019 10/2019
Nel Pretech Corporation Tinley Park IL 01/2016 12/2018
Relevant Business Consultants Naperville IL 06/2015 08/2025
Edward Jones Frankfort IL 10/2019 05/2022
Edward Jones Maryland Heights MO 05/2022 11/2025
Charles Schwab & Co., Inc Phoenix AZ 10/2025 Present
  • 07/2019 → 10/2019
    Jp Morgan Securities Llc
    Chicago, IL
  • 01/2016 → 12/2018
    Nel Pretech Corporation
    Tinley Park, IL
  • 06/2015 → 08/2025
    Relevant Business Consultants
    Naperville, IL
  • 10/2019 → 05/2022
    Edward Jones
    Frankfort, IL
  • 05/2022 → 11/2025
    Edward Jones
    Maryland Heights, MO
  • 10/2025 → Present
    Charles Schwab & Co., Inc
    Phoenix, AZ
Previous Registrations
  • 2019-11-07 → 2025-11-17
    Edward Jones
    St Louis, MO
    Naperville, IL
    Frankfort, IL
    Naperville, IL
    Maryland Heights, MO
    Naperville, IL
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-06
S63 Uniform Securities Agent State Law Examination 2019-09-27
  • S66 Uniform Combined State Law Examination
    2019-11-06
  • S63 Uniform Securities Agent State Law Examination
    2019-09-27
Other Names
  • John R Hayes
  • John Hayes
  • John Robert Hayes
  • John Robert Hayes

View on SEC IAPD

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