Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-01-08
TX RA APPROVED_RES 2020-01-24
FL RA APPROVED 1987-07-17
  • NC RA
    APPROVED
    Since 2026-01-08
  • TX RA
    APPROVED_RES
    Since 2020-01-24
  • FL RA
    APPROVED
    Since 1987-07-17

Branch Locations

Murphy, NC • United States

4345 Commercial Way Lakewood Plaza, Spring Hill, FL 34606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of South Florida Tampa FL 08/1981 Present
Raymond James & Associates, Inc. Spring Hill FL 09/1986 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-11
S63 Uniform Securities Agent State Law Examination 1987-08-27
  • S65 Uniform Investment Adviser Law Examination
    1994-01-11
  • S63 Uniform Securities Agent State Law Examination
    1987-08-27

View on SEC IAPD

More in Murphy, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor