Matthew Edward Eccles

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2012-12-19

CA RA
APPROVED

Since 2012-12-19

Branch Locations

One Montgomery Street Suites 3300, 3500, 3600, & 3700, San Francisco, CA 94104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	San Francisco	CA	11/2011	Present

11/2011 → Present

Stifel Nicolaus & Co Inc

San Francisco, CA

Other Businesses

1. Scout Model & Talent Agency; 1st Street, San Francisco, CA 94105; Fashion Modeling; Lifestyle model; 7/24/23; 10 hr/mo; During Securities Trading Hours; Not Investment Related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-12-18
S63	Uniform Securities Agent State Law Examination	1999-06-11

S65 Uniform Investment Adviser Law Examination

2012-12-18
S63 Uniform Securities Agent State Law Examination

1999-06-11

View on SEC IAPD

Employer firm

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

Nearby Firms

Nearby Investors

Nearby Offices

Reviews