Michael J Spellman

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2003-01-28
TX	RA	APPROVED_RES	2001-12-20

NJ RA
APPROVED

Since 2003-01-28
TX RA
APPROVED_RES

Since 2001-12-20

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Morristown	NJ	07/2000	Present
Bank Of America, N.A.	Florham Park	NJ	07/2011	Present

07/2000 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Morristown, NJ
07/2011 → Present

Bank Of America, N.A.

Florham Park, NJ

Other Businesses

I*2115281, Entity Type, Name of OBA: Rental Property 1 Address: Mantoloking, New Jersey, 08738 Investment Related:N Position, Title, Association: Co-owner with other family members Employee Start Date: 12/03/2024 No Hours: 101 Y No Hours during trading:0 Duties: Family Rental Property

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-05-04

S66 Uniform Combined State Law Examination

2001-05-04

Other Names

Michael Js Spellman

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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