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John Scott Mathews

Ubs Financial Services Inc.

Tampa, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-06-22
NY RA APPROVED 2023-05-08
KY RA APPROVED 2004-01-06
FL RA APPROVED 1994-02-07
  • NC RA
    APPROVED
    Since 2023-06-22
  • NY RA
    APPROVED
    Since 2023-05-08
  • KY RA
    APPROVED
    Since 2004-01-06
  • FL RA
    APPROVED
    Since 1994-02-07

Branch Locations

101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Tampa FL 02/1994 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-10
S63 Uniform Securities Agent State Law Examination 1987-01-09
  • S65 Uniform Investment Adviser Law Examination
    1994-11-10
  • S63 Uniform Securities Agent State Law Examination
    1987-01-09

View on SEC IAPD

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