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Stacey Laura Alviani

Morgan Stanley

Washington, DC

Annapolis, MD

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-31
DC RA APPROVED 2022-07-29
MD RA APPROVED 2022-07-29
  • TX RA
    APPROVED_RES
    Since 2022-07-31
  • DC RA
    APPROVED
    Since 2022-07-29
  • MD RA
    APPROVED
    Since 2022-07-29

Branch Locations

1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States

410 Severn Avenue Suite 211, Annapolis, MD 21403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Annapolis MD 11/2013 07/2022
Morgan Stanley Smith Barney Llc Annapolis MD 07/2022 Present
Previous Registrations
  • 2012-04-27 → 2022-08-09
    Ubs Financial Services Inc.
    Washington, DC
    Annapolis, MD
    Annapolis, MD
  • 2009-06-01 → 2012-05-02
    Morgan Stanley
    Annapolis, MD
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Annapolis, MD
  • 2007-01-19 → 2007-04-02
    Morgan Stanley Dw Inc.
    Annapolis, MD
  • 2005-10-13 → 2007-01-11
    A. G. Edwards & Sons, Inc.
    Annapolis, MD
    Annapolis, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-12
  • S66 Uniform Combined State Law Examination
    2005-10-12
Other Names
  • Stacey Laura Heeg
  • Stacey L Anthony
  • Stacey Laura Anthony

View on SEC IAPD

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A.G.P. / ALLIANCE GLOBAL PARTNERS

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LEAH SAWYER BRYAN
GARY ANDREW EDMONDS
JAMES DARRELL ZACK
HSIAO-CHUAN CHANG
AMANDA JEAN ZACK
CHRISTINE RUSHIN MISTR
CHARLES DOUGLAS HARTLEY
Marilyn McKinnon

Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

More in Washington, DC

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