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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-12 |
| ID | RA | APPROVED | 2016-01-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Pocatello | ID | 01/2016 | Present |
1. H.F.I. LLC; 13242 W. TRAIL CREEK, POCATELLO, ID 83204; It is a family partnership and they have raw land they are selling; He is a general partner with his brother; Partner; Shows property and works to sell; All the property is paid for; affiliation started 04/13/1978; 2 hours per month; during securities trading hours; not investment-related. 2. Hancock Holdings LLC; 11256 S Alpine Creek Way, South Jordan, UT 84095; Buying and selling real estate; Partner; Review deals, buy, sell, and remodel; 12/01/2020; 5 Hours per Month; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-17 |
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