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Marcus Skinner Childers

Stifel, Nicolaus & Company, Incorporated

Mobile, AL

CRD 1600346

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2009-08-14
TX RA APPROVED_RES 2009-08-14
  • AL RA
    APPROVED
    Since 2009-08-14
  • TX RA
    APPROVED_RES
    Since 2009-08-14

Branch Locations

3600 Springhill Business Park Suite 1000, Mobile, AL 36608 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Mobile AL 08/2009 Present
Previous Registrations
Other Businesses

1. Midway Plantation, Inc. 9512 Alabama Highway 162, Catherine, AL 36728; Family farm. Timber growth and harvest. Recreational opportunities with revenue from hunting and fishing lease; President; Manage activities for the farm. Collect rent, pay bills, manage timber and wildlife; 12/12/1964; 10 Hours per Week; Not during securities trading hours; Investment-Related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-22
S63 Uniform Securities Agent State Law Examination 1987-03-05
  • S65 Uniform Investment Adviser Law Examination
    1999-12-22
  • S63 Uniform Securities Agent State Law Examination
    1987-03-05
Other Names
  • Marc Childers

View on SEC IAPD

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