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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2009-08-14 |
| TX | RA | APPROVED_RES | 2009-08-14 |
Branch Locations
3600 Springhill Business Park Suite 1000, Mobile, AL 36608 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Mobile | AL | 08/2009 | Present |
1. Midway Plantation, Inc. 9512 Alabama Highway 162, Catherine, AL 36728; Family farm. Timber growth and harvest. Recreational opportunities with revenue from hunting and fishing lease; President; Manage activities for the farm. Collect rent, pay bills, manage timber and wildlife; 12/12/1964; 10 Hours per Week; Not during securities trading hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-05 |
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