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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 1997-12-30 |
| TX | RA | APPROVED_RES | 1987-01-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kansas City | MO | 10/1986 | Present |
| Bank Of America,N.A. | Leawood | KS | 06/2011 | Present |
I*77764For profit or not for profit: For-Profit OrganizationName of outside business organization: Canterbury Circle FamilyInvestment related: YAddress of business:Leawood, Kansas 66211Nature of business: LLC,Position, title, association: General Partner, Start date of relationship: 12/29/2014Number of hours devoted: 10 hour(s) AnnuallyNumber of hours devoted during trading hours: 1Duties: This is a family estate planning tool. I*2799268 Entity Type: N/A Name of OBA: MLPF& S CUST FPO P.A.D.H IRA FBO P.A.D.H Address:Leawood Kansas Investment Related:No Position, Title, Association:Power of Attorney Start Date:03/29/2016 No Hours: 1 Yearly No Hours during trading:1 Yearly Duties:Power of Attorney for Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-16 |
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