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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Redding | CA | 08/2009 | Present |
| Mariner Independent Advisor Network, Llc | Redding | CA | 09/2009 | 07/2026 |
| Private Advisor Group, Llc | Morristown | NJ | 06/2026 | Present |
(1) 08/26/2009 - NON-VARIABLE INSURANCE - SELL LIFE, HEALTH, DISABILITY, LTC AND GROUP VERSIONS OF THE SAME. - 10% OF TIME - REDDING, CA. (2) 8/30/2013: DBA ONLY - AMERICAN FINANCIAL ADVISORS, INC. - REDDING, CA (3) 02/03/2014 - AMERICAN FINANCIAL ADVISORS - REAL ESTATE RENTAL - I COLLECT RENT FROM MY OFFICE MATE TOWARDS THE COST OF OUR OFFICE. HE IS AN LPL REP, TORRANCE HUTCHISON, N59C. - 1% OF TIME SPENT - REDDING, CA. (4) 06/29/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-18 |
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