Davis Love Petersen

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2017-04-04

TN RA
APPROVED

Since 2017-04-04

Branch Locations

Landmark Center 1111 North Shore Dr Ste N-160, Knoxville, TN 37919 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Knoxville	TN	02/2013	03/2017
Morgan Stanley	Knoxville	TN	03/2017	Present
Morgan Stanley Private Bank, National Association	New York	NY	07/2017	Present

02/2013 → 03/2017

Raymond James & Associates, Inc.

Knoxville, TN
03/2017 → Present

Morgan Stanley

Knoxville, TN
07/2017 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2013-02-13 → 2017-04-04

Raymond James & Associates, Inc.

Knoxville, TN
2008-05-28 → 2013-02-13

Morgan Keegan & Company, Llc

Knoxville, TN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-05-23
S63	Uniform Securities Agent State Law Examination	1986-12-30

S65 Uniform Investment Adviser Law Examination

2008-05-23
S63 Uniform Securities Agent State Law Examination

1986-12-30

Other Names

Davis L S Petersen
Davis Love Peterson

View on SEC IAPD