Kenneth Allen Wood

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2021-05-13
TX	RA	APPROVED_RES	2021-05-10

MA RA
APPROVED

Since 2021-05-13
TX RA
APPROVED_RES

Since 2021-05-10

Branch Locations

1 Mercantile St Ste 530, Worcester, MA 01608 • United States

150A Andover St, Suite 8, Danvers, MA 01923 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors	Worcester	MA	07/2016	05/2021
Lpl Financial, Llc	Worcester	MA	05/2021	Present

07/2016 → 05/2021

Voya Financial Advisors

Worcester, MA
05/2021 → Present

Lpl Financial, Llc

Worcester, MA

Previous Registrations

2017-05-30 → 2021-05-11

Voya Financial Advisors, Inc.

Braintree, MA

Worcester, MA

Malden, MA

Danvers, MA

Other Businesses

1) 7/2005 - DBA for LPL Business (entity for LPL business) - NORTH POINTE WEALTH MANAGEMENT - Investment Related - 100% - Worcester, MA 01608 2) 1987 - Non-Variable Insurance - Kenneth Wood - Investment Related - 2% - Worcester, MA 01608 3) 1/2008 - For Profit Business - EAST COAST TURF PRODUCTS, INC. - Not Investment Related - 2% - Dudley, MA 01590

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-06-23
S63	Uniform Securities Agent State Law Examination	1987-02-25

S66 Uniform Combined State Law Examination

2008-06-23
S63 Uniform Securities Agent State Law Examination

1987-02-25

Other Names

Kenneth Wood

View on SEC IAPD