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Gerald Elwood Britton

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2022-02-01
TX RA APPROVED_RES 2009-03-05
MD RA APPROVED 2009-02-20
  • DC RA
    APPROVED
    Since 2022-02-01
  • TX RA
    APPROVED_RES
    Since 2009-03-05
  • MD RA
    APPROVED
    Since 2009-02-20

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baltimore MD 02/2009 Present
Bank Of America, Na Baltimore MD 12/2009 Present
Previous Registrations
  • 2005-01-14 → 2009-03-12
    Citigroup Global Markets Inc.
    Baltimore, MD
    Baltimore, MD
    Lutherville, MD
  • 2001-05-22 → 2005-01-27
    Legg Mason Wood Walker, Incorporated
    Baltimore, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-30
S63 Uniform Securities Agent State Law Examination 1992-02-12
  • S65 Uniform Investment Adviser Law Examination
    2001-04-30
  • S63 Uniform Securities Agent State Law Examination
    1992-02-12
Other Names
  • Jerry Britton

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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