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Mark A Richards

Edward Jones

Haysville, KS

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-26
KS RA APPROVED 2009-09-04
  • TX RA
    APPROVED_RES
    Since 2014-08-26
  • KS RA
    APPROVED
    Since 2009-09-04

Branch Locations

103 N Campbell Dr, Haysville, KS 67060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2009 Present
Previous Registrations
  • 2008-05-05 → 2009-09-08
    Waddell & Reed
    Wichita, KS
    Wichita, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-23
S63 Uniform Securities Agent State Law Examination 1987-04-29
  • S66 Uniform Combined State Law Examination
    2008-06-23
  • S63 Uniform Securities Agent State Law Examination
    1987-04-29
Other Names
  • Mark Alan Richards

View on SEC IAPD

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