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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-21 |
| MA | RA | APPROVED | 2016-08-22 |
Branch Locations
100 Independence Drive Offices 109,112, Hyannis, MA 02601 • United States
Yarmouthport, MA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Hyannis | MA | 04/2016 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Hyannis | MA | 04/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-09 |
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