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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2025-06-26
TX RA APPROVED_RES 2025-06-23
  • MS RA
    APPROVED
    Since 2025-06-26
  • TX RA
    APPROVED_RES
    Since 2025-06-23

Branch Locations

1062 Highland Colony Parkway Suite 100, Ridgeland, MS 39157 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Jackson MS 05/2007 07/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ridgeland MS 07/2019 06/2025
Raymond James & Associates, Inc Ridgeland MS 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-22
S63 Uniform Securities Agent State Law Examination 1997-08-25
  • S66 Uniform Combined State Law Examination
    2021-05-22
  • S63 Uniform Securities Agent State Law Examination
    1997-08-25
Other Names
  • Vickie Lynn White
  • Vickie White Shepard
  • Vickie White Lupo
  • Vickie W. Lupo
  • Vickie White
  • Vickie W White
  • Vickie L Lupo
  • Vicki Lupo

View on SEC IAPD

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