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John Franklin Black

LPl Financial LLC

Morganton, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2004-05-24
  • NC RA
    APPROVED
    Since 2004-05-24

Branch Locations

205 North King Street, Morganton, NC 28655 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Morganton NC 05/2004 Present
Previous Registrations
  • 2001-12-31 → 2004-05-26
    Ws Griffith Securities, Inc.
    Morganton, NC
Other Businesses

(1) 5/26/2004 - NON-VARIABLE INSURANCE - FIXED INSURANCE - MORGANTON, NC. (2) 5/26/2004 - REAL ESTATE RENTAL - HUDSON BURKE, LLC - MANAGE REAL ESTATE. (3) 9/23/2010 - REAL ESTATE RENTAL - HUDSON BLACK, LLC - FARM PROPERTY LEASING AND DEVELOPMENT. - TIME SPENT 1% - CONNELLY SPRINGS, NC. (4) 4/2/2019 - Black & Associates, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2015 - 150 Hours Per Month/7 Hours During Securities Trading. (5) 12/17/2024 - Black & Associates, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2015 - 75 hours per month/ 60 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-30
S63 Uniform Securities Agent State Law Examination 1987-01-05
  • S66 Uniform Combined State Law Examination
    2001-10-30
  • S63 Uniform Securities Agent State Law Examination
    1987-01-05
Designations
Other Names
  • Chip Black

View on SEC IAPD

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