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3800 St. Elmo Ave. Suite 129, Chattanooga, TN 37409 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2020-05-27 |
Branch Locations
3800 St. Elmo Ave. Suite 129, Chattanooga, TN 37409 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Chattanooga | TN | 05/2011 | Present |
| Innovative Advisory Partners, Llc | Chattanooga | TN | 01/2018 | 06/2020 |
| Apex Strategic Wealth, Llc | Chattanooga | TN | 05/2020 | Present |
1. 09/23/2021 - APEX STRATEGIC WEALTH LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 08/02/2021 - 1 Hour Per Month/1 Hour During Securities Trading - I provide investment advisory services through APEX STRATEGIC WEALTH LLC, Inc. an independent investment advisor firm. I started this business activity in 9/2021. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 01/04/2022 - Apex Strategic Wealth, LLC - DBA: Solomon Wood LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 08/02/2021 - 96 Hours Per Month/96 Hours During Securities Trading - Time Spent 60% - I provide investment advisory services through Apex Strategic Wealth, LLC, LLC, an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 96 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 3. 03/31/2022 - Simplicity - Investment Related - 3800 Saint Elmo Ave. Suite 305 Chattanooga, Tn. 37409- Non-Variable Insurance - Insurance Agent - Start Date - 03/16/2022 - 4 Hours Per Month/ 2 Hours During Securities Trading. 4. 11/16/2022 - SolomonWood LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/03/2021 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-07 |
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