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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-02-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Indianapolis | IN | 06/2015 | 12/2018 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 12/2018 | 01/2025 |
| Indiana Members Credit Union | Carmel | IN | 11/2018 | 01/2025 |
| Lpl Financial Llc | Carmel | IN | 05/2022 | 01/2025 |
| Osaic Institutions, Inc. | Meriden | CT | 01/2025 | Present |
| Iowa State Bank | Urbandale | IA | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-10 |
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