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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-02-06
  • IA RA
    APPROVED
    Since 2025-02-06

Branch Locations

2301 128Th St, Urbandale, IA 50323 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Indianapolis IN 06/2015 12/2018
Cuna Brokerage Services, Inc. Waverly IA 12/2018 01/2025
Indiana Members Credit Union Carmel IN 11/2018 01/2025
Lpl Financial Llc Carmel IN 05/2022 01/2025
Osaic Institutions, Inc. Meriden CT 01/2025 Present
Iowa State Bank Urbandale IA 01/2025 Present
  • 06/2015 → 12/2018
    Fifth Third Securities
    Indianapolis, IN
  • 12/2018 → 01/2025
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 11/2018 → 01/2025
    Indiana Members Credit Union
    Carmel, IN
  • 05/2022 → 01/2025
    Carmel, IN
  • 01/2025 → Present
    Meriden, CT
  • 01/2025 → Present
    Iowa State Bank
    Urbandale, IA
Previous Registrations
  • 2022-05-18 → 2025-02-20
    Carmel, IN
    Carmel, IN
    Bloomington, IN
    Indianapolis, IN
    Carmel, IN
    Fishers, IN
    Greenwood, IN
    Indianapolis, IN
    Indianapolis, IN
    Brownsburg, IN
    Indianapolis, IN
    Avon, IN
    Franklin, IN
    Indianapolis, IN
    Indianapolis, IN
    Noblesville, IN
    Westfield, IN
    Zionsville, IN
    Beech Grove, IN
    Brownsburg, IN
    Indianapolis, IN
    Indianapolis, IN
    Marion, IN
    Muncie, IN
    Plainfield, IN
    Bloomington, IN
    Carmel, IN
    Greenwood, IN
    Indianapolis, IN
  • 2019-01-04 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Carmel, IN
  • 2015-08-21 → 2018-12-14
    Indianapolis, IN
  • 2013-11-27 → 2015-06-24
    Indianapolis, IN
    Kokomo, IN
  • 2011-05-20 → 2012-08-15
    Fort Wayne, IN
    Indianapolis, IN
  • 2009-01-02 → 2009-12-31
    Indianapolis, IN
  • 2008-11-06 → 2009-01-02
    Raymond James Financial Services, Inc.
    Indianapolis, IN
    Ft. Wayne, IN
  • 2006-03-14 → 2008-09-29
    Morgan Keegan & Company, Llc
    Indianapolis, IN
    Indianapolis, IN
  • 1999-08-02 → 2003-07-09
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-13
S63 Uniform Securities Agent State Law Examination 1989-08-10
  • S66 Uniform Combined State Law Examination
    2006-03-13
  • S63 Uniform Securities Agent State Law Examination
    1989-08-10
Other Names
  • Benan Marie Kirby
  • Genan Summers
  • Genan M. Kirby

View on SEC IAPD

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