Inactive

Richard Allen Vaughan

401K Advisory Group, Inc.

Sandy Springs, GA

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Current Employers

401K Advisory Group, Inc.

Sandy Springs, GA • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-03-06

GA RA
APPROVED

Since 2024-03-06

Branch Locations

Sandy Springs, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
401K Advisory Group, Inc.	Dunwoody	GA	11/2009	Present
Dominos Pizza	Dawsonville	GA	01/2018	01/2023

11/2009 → Present

401K Advisory Group, Inc.

Dunwoody, GA
01/2018 → 01/2023

Dominos Pizza

Dawsonville, GA

Previous Registrations

2019-05-13 → 2023-12-31

401K Advisory Group, Inc.

Sandy Springs, GA
2010-01-05 → 2017-12-31

401K Advisory Group, Inc.
2005-02-11 → 2009-11-11

Centaurus Financial, Inc.

Atlanta, GA

Atlanta, GA

Birmingham, AL
2004-05-11 → 2004-12-31

Waterstone Financial Group, Inc.

Atlanta, GA
2004-01-20 → 2004-05-17

Citigroup Global Markets Inc.

Atlanta, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-01-16
S63	Uniform Securities Agent State Law Examination	1988-02-17

S66 Uniform Combined State Law Examination

2004-01-16
S63 Uniform Securities Agent State Law Examination

1988-02-17

Other Names

Richard Allen Vayghan

View on SEC IAPD

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